SKU: P1944EN

Avoiding Insider Trading

Regular price $27.00 USD

Avoiding Insider Trading training helps employees and managers understand the laws surrounding insider trading and how to avoid serious criminal penalties, fines, and civil lawsuits that can result from trading based on confidential information. This online course explains how insider trading laws apply in the workplace and outlines the consequences of violating them.

Buying and selling stocks isn’t just for the wealthy anymore. The rise of accessible investing means that millions of people are now exposed to the risks of insider trading. Tempted by the idea of cashing in on "inside information," many people may not realize that trading on such information can lead to severe legal consequences.


LEARNING OBJECTIVES

By completing this Avoiding Insider Training compliance course, employees and supervisors will be able to:

  • Understand why insider trading laws are critical.
  • Identify "material" and "non-public" information in the context of insider trading.
  • Recognize who can be held liable for insider trading violations.
  • Understand the severe penalties for violating insider trading laws.

COURSE OUTLINE

This compliance training course on Avoiding Insider Trading includes the following lessons:

  1. Overview of Insider Trading Laws
  2. Civil and Criminal Penalties for Violations
  3. Understanding Material Information
  4. Understanding Non-Public Information
  5. Who Can Be Liable (Employees, Family, Friends, and Associates)

AUDIENCE

This Avoiding Insider Trading compliance course is designed for employees and supervisors who need to understand these crucial laws and avoid the risks that come with trading based on confidential information.

Does this course match the needs of your team or industry? Our sales team is ready to assist you with any inquiries.

SPECIFICATIONS

Duration: 1.0 hours

Module(s): 15579EN

SKU(s): P1944EN

NASBA CPE Credits: 1.5

Safe & Secure

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We ensure secure processing of your payment information and do not retain or have any access to your credit card details.

What can you expect?

  • Complete training anytime and anywhere from any device with an internet connection. 
  • Interactive training with video, exercises, knowledge checks, case studies, and scenario branching for a memorable learning experience. 
  • A final exam is included at the end of the course to ensure knowledge retention.
  • A training completion certificate is instantly awarded when the course is completed with a passing score. 
  • Automatic email notifications to ensure training is completed by the deadline. 
  • Designed by a team of instructional designers, subject-matter experts, and consultants with decades of experience.

What's included?

  • HTML5 format works on any device with an internet connection.
  • Cross-device syncing let's you take training on a mobile device and switch to laptop or desktop without losing your progress.
  • Automatic content updates to keep courses fresh and relevant.
  • An ADA-compliant interface lets you easily switch navigation. 
  • Course modules that include videos and interactive content for a more engaging learning experience. 
  • The course automatically saves your progress, so you never lose your spot. 
  • Complete control of audio and closed captions.
  • Built-in knowledge checks at the end of each section. 
  • A certificate of completion is automatically issued upon finishing the course with a passing score. 
  • An administrator user account lets you buy courses, assign them to your team, track training progress, run reports, and access certificates.

Customer Service

  • Learners receive automated email notifications until training is completed.  
  • Phone and email customer support at no additional cost.  
  • Submit and track support requests 24/7 in our support portal.
  • Access help articles and resources in our knowledge base.
Need to train your team fast?

Pick your courses, buy seats for up to 99 people, and manage everything from your admin dashboard. You can track progress, run reports, and download certificates anytime.

Need this course for your LMS? 

Contact our sales team for courses via SCORM / API.  

Need flexible pricing?

Request a price quote and we’ll find what works best for your team. Whether it’s bulk discounts, course customization, a branded portal, or bundle pricing, we’ve got you covered.

⭐️ ⭐️ ⭐️ ⭐️ ⭐️

Effective, straightforward, and held my attention from start to finish.

Anthony

Vubiz Learner

How It Works

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    Buy What You Need

    Select the courses you need for up to 99 learners.

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    Create Your Account

    Sign up to access to your training dashboard.

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    Assign Training

    Assign the courses to your staff or to yourself.

Course Features

Our courses are ADA-compliant, work on any device with an internet connection, incorporate interactive learning activities, and are updated regularly.

Frequently Asked Questions

How do I access training?

After purchase, you can self-register for training from your Account Dashboard.

How long do I have access?

You have one year of access to the course.

What happens if I fail the exam?

The purpose of the exam is to test your knowledge. You simply take it again until you pass.

What are the technical requirements for the training?

Courses can be viewed on any device – Mac, PC, tablet, and/or mobile with any internet browser and an active internet connection. Just turn off and disable all pop-up blockers. See full tech specifications.

Can I change the name on the certificate?

Yes. You’ll need to contact our support team before you complete the course.

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Need help training your team?

Our sales team is here to help you find the right courses—no pressure, no jargon. Just honest advice and support. Reach out today and let’s figure it out together.